Compliance Documents

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Compliance

Securitas Values and Ethics Code Overview

This document outlines the core values and ethics of Securitas. It serves as a guideline for employees and partners to uphold integrity and compliance. Understand the responsibilities and standards expected within the organization.

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Compliance

AAADM Automatic Door Manufacturers Publications Order

This document provides a detailed order form for safety labels and inspection checklists from the American Association of Automatic Door Manufacturers. It contains vital safety information and instructions for inspections to ensure compliance with industry standards. Certified inspectors will find this resource essential for ordering necessary materials for their inspections.

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Compliance

Getting Started with SONAR for CMR Filers

This guide provides essential information about the STRO Online Notices And Reporting Platform (SONAR). It helps CMR filers to understand the technical requirements and how to electronically submit Suspicious Transaction Reports. Follow the step-by-step instructions to ensure successful submission.

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Compliance

VA Compliance Inspection Report Guide

This file provides essential instructions for completing the VA Compliance Inspection Report. It includes information about property inspections and compliance requirements. Ideal for builders, lenders, and compliance inspectors.

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Compliance

Whistleblower Case Management Procedures

This document formalizes the management procedures for engaging with whistleblowers. It provides guidelines for internal processes and external communication. Essential for offices overseeing whistleblower matters.

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Compliance

2024 Plan Compliance Calendar for ERISA Plans

This document provides essential deadlines and compliance requirements for managing retirement plans. It outlines regulatory actions necessary for proper fiduciary responsibilities. Use this calendar as a guide to ensure timely compliance with IRS and DOL regulations.

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Compliance

2023 Compliance Developments Calendar for Private Fund Advisers

This document outlines key compliance dates and requirements for registered investment advisers managing private funds. It includes details on necessary filings with the SEC and compliance reviews. Stay informed on essential deadlines to ensure adherence to regulations.

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Compliance

Columbia Research Laboratories Compliance Declaration

This document provides an overview of compliance with RoHS and REACH regulations. It outlines the environmental policies of Columbia Research Laboratories, Inc. and offers guidance for customers regarding hazardous substances.