Principal Questionnaire for New York City Vendors
This document is a Principal Questionnaire necessary for vendors seeking to do business with New York City. It collects essential information to comply with city mandates for responsible vendor selection. Ensure all fields are accurately completed to avoid rejection.
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How do I fill this out?
To fill out the Principal Questionnaire, begin by gathering all necessary information about the vendor and principal owner. Ensure that all questions are answered carefully and completely. If needed, use additional pages to provide thorough responses.

How to fill out the Principal Questionnaire for New York City Vendors?
1
Gather all necessary vendor and personal information.
2
Complete the questionnaire in paper format only.
3
Ensure all questions are answered, do not use 'N/A'.
4
Attach additional pages if more space is required.
5
Submit the completed questionnaire to the designated address.
Who needs the Principal Questionnaire for New York City Vendors?
1
Vendors seeking to contract with New York City.
2
Business owners applying for government procurement opportunities.
3
Key company officials who must disclose their background.
4
Individuals involved in public contracts and projects.
5
Consultants and advisors working with city agencies.
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What are the instructions for submitting this form?
To submit the completed Principal Questionnaire, mail the document to MOCS: 253 Broadway, 9th Floor, New York, New York 10007. You may also fax your submission to the VENDEX Unit at 212-341-0933 for quicker processing. Always ensure your contact details, such as email and phone number, are up to date to receive any correspondence regarding your application.
What are the important dates for this form in 2024 and 2025?
Key dates for submitting the Principal Questionnaire should be monitored closely, especially during new bidding cycles. The form typically requires annual updates, so be mindful of any deadlines set by the city. Check the NYC vendor guidelines for any upcoming changes.

What is the purpose of this form?
The Principal Questionnaire serves as a vital tool for vetting vendors that wish to conduct business with New York City. By collecting critical information about vendors and their principal officers, the city ensures compliance with legal and ethical standards. This process is a key part of safeguarding public funds and enhancing the transparency of government contracting.

Tell me about this form and its components and fields line-by-line.

- 1. Name of submitting vendor: The official name of the vendor submitting the questionnaire.
- 2. Submitting vendor's EIN/SSN/TIN: The employer identification number or taxpayer identification number.
- 3. Type of submission: Indicates whether this is a full or changed questionnaire.
- 4. Principal owner's name: The name of the principal owner or officer.
- 5. Date of birth: The date of birth of the principal owner.
- 6. Home address: The residential address of the principal owner.
- 7. Business address: The primary address of the vendor's business.
- 8. Contact information: Includes business phone, fax, and email.
- 9. Ownership interest: Discloses if the owner holds a significant ownership in the vendor.
- 10. Loan guarantees: Details about any outstanding loans between the owner and vendor.
What happens if I fail to submit this form?
If you fail to submit this form, your application may be deemed incomplete, leading to rejection. It's crucial to ensure that all sections are filled accurately to maintain eligibility. Incomplete submissions can delay or entirely prevent contracting opportunities.
- Application Rejection: Failure to complete the questionnaire may result in your vendor application being rejected.
- Delays in Processing: Incomplete forms can cause significant delays in the review and approval process.
- Non-compliance Issues: Submitting an incomplete form can lead to concerns about compliance with city regulations.
- Loss of Business Opportunities: Not providing a complete questionnaire may result in missed contracting opportunities.
- Legal Consequences: Incorrect or falsified information can have legal repercussions.
How do I know when to use this form?

- 1. Vendor Applications: Use this form when applying to become a registered vendor with NYC.
- 2. Contract Award Processes: It is required during the contract awarding phase to ensure vendor responsibility.
- 3. Public Procurement Opportunities: Necessary for vendors competing for public contracts in New York City.
- 4. Legal Compliance: It's important for maintaining compliance with city laws and regulations.
- 5. Updating Vendor Information: Use this form to update any significant changes in your vendor details.
Frequently Asked Questions
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Can I download the edited version of my PDF?
Yes, after editing, you can easily download the updated PDF for your records.
Is it possible to add additional information?
Absolutely! You can add more pages if needed when responding to questions.
What if I make a mistake while filling out the form?
You can quickly correct any errors with the editing tools before finalizing the document.
Do I need to provide my social security number?
Yes, the disclosure of your SSN is mandatory for tax administration purposes.
What is the purpose of this questionnaire?
It helps determine the responsibility of vendors wishing to engage with New York City.
Who should fill out this questionnaire?
The principal owner or officer of the submitting vendor should complete the questionnaire.
How many positions do I need to disclose?
You are required to list all positions held with the submitting vendor in the last five years.
Can I submit this questionnaire online?
All questionnaires must be completed in paper format and submitted to the designated address.
What happens if I don't complete this form?
Failure to submit the form fully may result in rejection of the application.