Environmental Compliance Documents

Regulatory Permits
Regulatory Notice on NYSE Rule 351 and NASD Rule 3070
This file provides essential guidance on the reporting requirements for certain complaint and disclosure information by member firms. It details the changes in compliance procedures according to recent regulatory updates. Firms must ensure adherence to these rules for accurate and timely reporting.

Regulatory Permits
Ultimate Beneficial Ownership Declaration Form
This form is required for declaring ultimate beneficial ownership information. It ensures compliance with regulatory requirements. Use this document to provide accurate ownership details.

Regulatory Permits
Permanent State ID Number Application Instructions
This file provides detailed instructions for applying for a permanent State ID number. It outlines the necessary steps and requirements to successfully complete the application. Ideal for businesses generating hazardous waste in California.

Regulatory Permits
Underground Storage Tank Notification Form
This form is essential for notifying about underground storage tanks. It helps comply with federal regulations regarding hazardous substances. Owners must complete and submit this form as required by the EPA.

Regulatory Permits
Employer Change Process in eLORA System
This document outlines the employer change process in the eLORA system, guiding users through the steps required for changing employers. It provides a comprehensive view of the procedure, including the generation of request IDs and submission of applications. Ideal for users seeking to navigate the regulatory requirements efficiently.

Regulatory Permits
Requirement to Use Multiple Single-Sheet DEA Form 222s
This file provides guidance for DEA registrants on the requirement to use multiple single-sheet DEA Form 222s when transferring schedule I or II controlled substances upon the termination or transfer of a DEA registration or when discontinuing business altogether.

Regulatory Permits
ATF Firearm Import Permit Application Instructions
This document provides guidelines for submitting an ATF Form 6 - Part I for firearm imports. It offers insights into eligibility, procedures, and required documentation. Users will find detailed instructions on electronic submissions and related requirements.

Regulatory Permits
Detailed Instructional Document for Users
This document provides comprehensive guidelines on filling out the form. It includes important sections, required information, and steps for submission. Perfect for individuals and businesses looking to complete important documentation efficiently.

Regulatory Permits
FDA Guidance for Medical Device Submissions
This file provides nonbinding recommendations and feedback requests for medical device submissions. It outlines the Pre-Submission Program procedures and potential meetings with FDA staff. This guidance is intended for industry professionals seeking clarity in the submission process.

Waste Management
Non-Hazardous Waste Manifest Form Instructions
This Non-Hazardous Waste Manifest template is essential for documenting the disposal of non-hazardous waste. This form ensures compliance with regulations and provides a clear record of waste management. It is designed for both generators and transporters of waste.

Regulatory Permits
Petroleum Products Importation Reporting Requirements
This file requests information on petroleum products importation from authorized dealers. It outlines specific submission requirements and deadlines. Compliance is mandatory to avoid sanctions.

Regulatory Permits
DEA Privacy Impact Assessment for CSOS
This file contains the Privacy Impact Assessment for the Controlled Substance Ordering System (CSOS) managed by the DEA. It outlines the regulations, processes, and the technology used to order controlled substances securely. This document is essential for understanding the DEA's privacy measures and compliance requirements.